招聘Head of Compliance

Position: Head of Compliance
Reporting to: General Manager
Location: Shanghai, China

Responsibilities:

To prepare/review and submit various reports to different regulators, including the reports as below:
1)CBRC and PBOC regular reports, e.g. weekly reports, monthly reports, quarterly reports, half-yearly reports, annual reports, etc.
2)Various survey/investigation/study project required by CBRC, PBOC and SAFE periodically.

To give the compliance opinion about the relevant documents and notices released by various regulatory bodies and monitor the progress of updating internal procedure by incorporating new regulation requirements.

To develop/update and implement compliance manual and compliance plan.
?8?5
To review from compliance perspective new business/products and internal manuals (including any update) developed by various business lines or Operation in accordance with applicable laws and regulations and coordinate market access matters ;
?8?5
To provide with business/supporting lines consultancy on various compliance matters.
?8?5
To provide compliance training to the branch staff.
?8?5
To keep close relationship with various regulatory bodies (including attending various meeting and training held by regulators), and act as the contact person and internal coordinator for the regulator’s investigation, inspection and queries in relation to the Bank’s business.
?8?5
To assist GM to fulfill responsibilities related to AML, e.g. to prepare and update branch AML manual, to coordinate all the departments to conduct the work of AML, to organize special AML training from time to time according to the promulgation and execution of AML laws, regulations and policies, to supervise and ensure that the branch can timely and accurately deliver their AML statements and report to the local regulator.
?8?5
As a coordinator of legal affairs, to smooth the communication between the bank and the external lawyer.
?8?5
To liaise with relevant department in HO re compliance function at Shanghai Branch.
?8?5
Other matters assigned by GM.

Qulification:
1. At least 2 years related experience in local bank
2. Can work under pressure
3. Fluent in both English and Mandarin
4. Confident, intelligent, independent, result oriented and resourceful
5. Pleasant personality with strong interpersonal and communication skills

Please send your CV with recent photo and expected salary tovtbsh@163.com